Pearson and Associates, LLC, operating as Pearson Financial Services (Pearson Financial), is an Investment Adviser located on Cape Cod, in Dennis, MA and Venice, FL. Pearson Financial and its investment adviser representatives are in compliance with the current registration and/or notice filing requirements imposed upon Investment Advisers by those states in which we maintains clients. Pearson Financial may only conduct business in those states in which it is registered as an Investment Adviser or exempted from such registration by the laws of that state. In addition to MA and FL where we maintain offices, we are also registered in other states including CO, CT, ME, NH, NJ, NY, RI, TX, and VT. (This may not be an inclusive list at all times. It will be periodically updated.)
Any subsequent, direct communication by Pearson Financial with a prospective client shall be conducted by an investment advisor that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. A copy of Pearson Financial's current disclosure statement discussing our business operations, services, and fees is available from us upon written request.
The information on the website is for informational purposes only and is not intended as tax, legal or investment advice; the information is not intended as a substitute for personalized individual advice; Pearson Financial does not make any representations as to the accuracy, timeliness, suitability, completeness of information prepared by an unaffiliated third party, whether linked to our website or incorporated herein, etc.